Versatile AI Risk Assessment
Manufacturing, retail and logistics

Predictive maintenance

Also known as: Predictive maintenance and condition monitoring

The system detects impending machine or equipment failure from sensor and operational data so maintenance can be planned in time.

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A concise PDF covering how the system works, its data flows and points to investigate, ready to share.

The explanations and measures describe the typical system design. Extensive personal changes add an appendix.

Understand the use case

What defines this use case?

The model learns normal operation, flags deviations or estimates when a component will fail. Deutsche Bahn monitors points this way; Utrecht uses it to plan vehicle fleet maintenance.

This page describes a typical system design. Actual data flows and permissions depend on your implementation.

System design
Analysis and processing
Ability to act
Action permissions depend on integration
Fields of use
railways, public administration
Also known as
condition monitoring, condition monitoring, industrial anomaly detection

How it works, step by step

System design and data flows

  1. Input data

    Sensors and controllers continually supply vibration, temperature, current draw or switching time measurements.

    Some systems analyse vibration, temperature, sound and images together. Operational data can reveal information about operators and, in fleets, drivers.

  2. Processing

    A model compares measurements with learned normal operation and estimates whether and when failure is likely.

    The model processes measurements and operating histories of equipment to detect deviations or estimate future maintenance needs. The estimate is combined with maintenance rules and available resources. An indication of wear and an actual maintenance work order are different process steps.

  3. Results

    Unusual assets generate alerts with suggested maintenance timing.

    The result describes the defined model task. A match, category or forecast acquires its professional significance only in conjunction with the underlying data and intended use.

  4. Use and impact

    Warnings help maintenance teams plan staff and parts. Without warning, equipment runs until the next scheduled inspection.

    Integration determines whether the result is simply displayed, adopted after approval or written directly into a business application. These variants differ in their data flows and permissions.

Explore the system design: Select a component to see its task, incoming and outgoing data, and role in the use case. The guided walkthrough explains each phase. Then use Yes, Uncertain and No to represent your specific system variant.

How the system is built

4 review first14 clarify7 baseline threats

InputProcessingResultImpact Externalaccess 04 Input 03 Third-partycontent 00 AI model 11 Providerservice 03 Documentcollection 00 Memory 00 Training andfeedback 21 OtherAI agents 00 Tools andinterfaces 00 Result 00 Business appor equipment 01 person 10 Affectedperson 00 AI serviceswithout approval 01 Externalaccess 04 Input 03 Third-partycontent 00 AI model 11 Providerservice 03 Documentcollection 00 Memory 00 Training andfeedback 21 OtherAI agents 00 Tools andinterfaces 00 Result 00 Business appor equipment 01 person 10 Affectedperson 00 AI serviceswithout approval 01
  • Present
  • Depends on your system
  • Absent
  • Review first
  • To clarify

In this system design: 4 to review first, 14 to clarify, 7 baseline threats.

Architecture as a list

How it differs from similar use cases

Data and information

Input data and information sources

Operational data can reveal information about operators and, in fleets, drivers. Equipment and production data can be trade secrets.

Processing and operating environment

Some deployers develop models themselves; others use a provider's platform.

Storage and further use

Models for individual assets generally learn from those assets' own measurement series. Maintenance feedback on whether a warning was justified can teach the model.

Results and data sharing

Depending on integration, it creates maintenance orders in the maintenance system itself or only suggests them. Cloud platforms send equipment data outside the organisation's environment.

Using a provider does not automatically determine where processing takes place. Storage location, subcontractors, deletion periods and use for training must be checked for the specific deployment.

Assess risks and determine measures

From understanding the system to analysing risks

  1. Define the system boundary

    Record data, participants, interfaces and permissions. Resolve uncertain characteristics in the model.

  2. Investigate threats

    Relate review candidates to actual data flows: what could happen, and who would be affected?

  3. Assess risk

    Assess impacts and likelihood in the deployment context. The number of review candidates is not a risk score.

  4. Provide evidence of measures

    Select appropriate controls, assign responsibilities and define effectiveness checks. Document residual risks and approvals.

Key threats in the application context

  • 3 particularly important
  • 1 typical
  • 14 depending on the system
  • 7 additional threats for every AI system

A total of 25 threats from the threat catalogue may be relevant to this use case.

Priority review points

  1. Model Drift & Degradation

    Modifications, replaced parts or frost alter measurements without implying damage. Until adapted, the model issues false alarms or misses real deviations.

  2. Training Data Poisoning

    Training measurements pass through plant controllers and networks. Undetected manipulation can teach the model that a damaged condition is normal, preventing later warnings.

  3. Overreliance

    Maintenance teams relying on predictions may extend fixed inspection intervals. Damage no sensor detects becomes apparent only at failure, disrupting operations and potentially endangering people at points or energy facilities.

1 further review candidates in the typical design

Other relevant threats

  1. Backdoor ML Model

    Training data or an adopted base model can introduce hidden triggers for misbehaviour.

    Listed because of this characteristic

    • Learns from your own data

Up to 14 further threats may apply, depending on your system design. Nine threats need to be reviewed for every AI system. Two of these are particularly important here and are therefore listed above.

System features and open questions

Each Yes adds further threats to your checklist, up to 14 in total. If you cannot yet answer a question, include its threats in your review.

How many threats a Yes adds
  • Added by this Yes

How your system is built

Can the system change things itself, such as storing data, sending messages, initiating transactions or granting permissions?

Depending on integration, it creates maintenance orders in the maintenance system itself or only suggests them.

If yes, add

Does the system process information about identifiable people, including in inputs, outputs or logs?

Operational data can reveal information about operators and, in fleets, drivers.

If yes, add

Is the model trained on examples to which someone has assigned the correct answer?

Anomaly detection can work without labelled examples; failure prediction learns from documented damage.

If yes, add

Does operational feedback or output later feed into analysis or training?

Maintenance feedback on whether a warning was justified can teach the model.

If yes, add

Does the system process several input types together, such as text with images or speech?

Some systems analyse vibration, temperature, sound and images together.

If yes, add

Is the system intended to maximise a specified metric, such as revenue, utilisation or clicks?

A system planning maintenance windows itself pursues objectives such as high availability or low costs.

If yes, add

How you operate the system

These questions arise for almost every AI system.

Can content leave your environment, for example to a cloud provider, web search or email?

Cloud platforms send equipment data outside the organisation's environment.

If yes, add

Controls and implementation

Measures for the priority review areas are expanded. Each linked measure explains how to implement it.

Controls for the remaining threats are available on their pages in the threat catalogue.

AI Act provisions

When AI Act provisions apply
  1. Art. 4: AI literacy

    For every AI system Applies since 2 February 2025.

  2. Annex III no. 2: Critical infrastructure

    Depending on use Review trigger from 2 December 2027.

Applies to every AI system

Art. 4: AI literacy

Applies if staff or appointed representatives operate or use AI systems.

Applies since 2 February 2025.

Obligations and details for Art. 4: AI literacy
Who bears the obligations
Provider, Deployer, Product manufacturer, Provider of a general-purpose AI model

Detailed obligations

May apply in particular uses

Annex III no. 2: Critical infrastructure

Applies if the system acts as a safety component in electricity, gas, heating or water supply installations, for example where warnings determine safe continued operation.

Applies from 2 December 2027.

Obligations and details for Annex III no. 2: Critical infrastructure
The general condition is
Applies if the system acts as a safety component in critical digital infrastructure, road traffic or water, gas, heating or electricity supply.
Points to consider
A fundamental rights impact assessment under Article 27 is not required here.
Who bears the obligations
Provider, Deployer, Product manufacturer

Detailed obligations

Art. 6 para. 1, Art. 2 para. 2, Annex I Section B: Vehicles, aircraft, ships and railway assets

Applies if it acts as a safety component of railway assets such as points. Annex I, Section B, and railway legislation then apply, rather than Annex III, point 2.

Applies from 2 August 2028.

Obligations and details for Art. 6 para. 1, Art. 2 para. 2, Annex I Section B: Vehicles, aircraft, ships and railway assets
The general condition is
Applies if the system is a safety component of a vehicle, aircraft, ship or railway asset covered by Annex I, Section B.
Points to consider
The AI Act applies through type approval or authorisation legislation here; its other chapters do not apply directly.
Who bears the obligations
Provider, Deployer, Product manufacturer

Detailed obligations

Classify your system with the quick checker All obligations in the obligations compass

Cross-cutting threats

Review these threats for every AI system, whatever its purpose.

Why these threats always belong on the checklist

Atypical system features

View 16 further questions

If any of these features does apply to your system, add the listed threats.

Sources

Related use cases

Also in the field of Manufacturing, retail and logistics

Updated: 30 September 2026. Review checklist rules version 0.3.2, threat catalogue version 2026.10.24.2. How these pages are structured